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How We Work With you

We execute a comprehensive and systematic process to help define your retirement investment goals.  Our process includes these essential steps:

Our R.E.A.D.Y. Process


  • An initial, informal, consultation to build a personal rapport with you and explore how we might best help with your retirement financial options and goals. 


  • A second formal meeting where we will team together for a comprehensive retirement financial review that will provide an analysis of your current financial and retirement position.  We will also thoroughly explore with you your retirement benefit.


  • Following the second meeting, we carefully design a financial/ investment outline plan for you.  This plan is personally tailored to your requirements and retirement benefit options.  A presentation of the outline plan to you for your comments and approval.


  • Develop a full, formal written plan to you incorporating any changes or amendments following our second meeting. Then implementation and management of the full final plan on your behalf.


  • Constant communication with you and an annual financial review meeting.

Why Do You Need A Team?

Thirty years ago it was common to find single practitioners in professional groups such as financial planners, doctors, lawyers and CPAs. Not anymore. In today’s complex marketplace, a team of experienced professionals can more easily help you in building a comprehensive wealth management plan and seeing it through.

A Team, Once A Luxury, Is Now A Necessity.

We help individuals and businesses pursue their investment objectives. In seeking to have your financial needs met, it pays to have one source of advice and counsel. That’s why our group offers a complete approach to wealth planning. We take the mystery out of the changing markets and the multitude of financial instruments at your disposal.

The individuals in our group are ready to meet your advanced planning needs. At our disposal are Trust Attorneys, Estate Planners and 401(k) specialists, not to mention Hilliard Lyons’ century and a half of experience.

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 Securities and Advisory Services offered by J. J. B. Hilliard, W.L. Lyons, LLC, A Registered Broker Dealer and Investment Advisor, Member NYSE / FINRA / SIPC. Trust Services are offered through Hilliard Lyons Trust Company, LLC, an affiliate of J. J. B. Hilliard, W.L. Lyons, LLC. Hilliard Lyons does not offer legal, accounting or tax advice. You should consult your own tax or legal counsel prior to making any decision that may affect your tax or legal situation. To understand how Hilliard Lyons is compensated for its services, please click here.

These materials are provided for general information and educational purposes based upon publicly available information from sources believed to be reliable-we cannot assure the accuracy or completeness of these materials. The information in these materials may change at any time and without notice.

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